企业融资保荐合同范本九篇.docx

企业融资保荐合同范本九篇
文章1：企业融资保荐合同范本
中文：
保荐合同
甲方：（保荐机构名称）
地址：
法定代表人：
联系人：
联系电话：
乙方：（发行企业名称）
地址：
法定代表人：
联系人：
联系电话：
鉴于乙方拟进行股票（债券）发行及上市，为确保发行成功并最大限度地宣传和贯彻推动，甲、乙双方经友好协商一致，达成如下协议：
第一条 保荐的内容及范围
1.1 甲方应在合同期限内，为乙方本次发行提供全方位的保荐服务，包括但不限于协助乙方进行发行方案设计、资格审核、财务审计准备、资产评估、法律意见准备等相关工作。
1.2 甲方应根据《证券法》、《发行规定》及《上市规则》等相关法律法规的要求，做出公正、独立的保荐意见，并促使乙方严格按照发行计划依法履行义务。
第二条 保荐费用
2.1 乙方应按照约定时间和金额支付给甲方保荐费用，费用支付方式为______。（例如：使用银行转账）
2.2 乙方逾期未支付保荐费用的，除已付款外，还应支付违约金______。
第三条 信息披露承诺
3.1 乙方承诺提供准确、完整的信息披露材料，并承担法律责任；保证向投资者披露真实、准确、完整的资料。
3.2 保荐机构应对乙方提供的信息进行审慎评估和审查，并提出意见建议。
第四条 保密义务
4.1 甲、乙双方在履行本合同过程中所涉信息，应予以严格保密，未经对方同意，不得向任何第三方透露。
4.2 保密义务适用期限为本合同签署后______年。
第五条 合同期限和解除
5.1 本合同自双方签署之日起生效，至发行成功或解除为止。
5.2 任何一方违反本合同条款，应承担相应法律责任，并赔偿因此造成的经济损失。
第六条 其他
6.1 本合同含有双方完整协议，未涉及的事宜另行协商确认。
6.2 本合同一式两份，双方各执一份，具有同等法律效力。
（以下无正文）
英文：
Underwriting Agreement
Party A: (Underwriting Institution Name)
Address:
Legal Representative:
Contact Person:
Contact Number:
Party B: (Issuing Enterprise Name)
Address:
Legal Representative:
Contact Person:
Contact Number:
Whereas Party B intends to issue stocks (bonds) and list them for trading to ensure the success of the issuance and to promote it to the fullest extent, Party A and Party B have reached the following agreement after friendly negotiation:
Article 1 Underwriting Content and Scope
1.1 Party A shall provide comprehensive underwriting services for Party B's issuance during the contract period, including but not limited to assisting Party B in designing the issuance plan, preparing for qualification review, financial auditing, asset evaluation, preparing legal opinions, etc.
1.2 Party A shall provide impartial and independent underwriting opinions in accordance with the requirements of the Securities Law, Issuance Regulations, and Listing Rules, and shall ensure that Party B strictly fulfills its obligations in accordance with the issuance plan.
Article 2 Underwriting Fees
2.1 Party B shall pay the underwriting fees to Party A as agreed in terms of time and amount. The payment method for fees is ______. (e.g. bank transfer)
2.2 In case of delayed payment of underwriting fees by Party B, Party B shall pay a penalty of ______ in addition to the amount already paid.
Article 3 Information Disclosure Commitment
3.1 Party B undertakes to provide accurate and complete information disclosure materials and assumes legal responsibility; guarantees to disclose true, accurate, and complete information to investors.
3.2 The underwriting institution shall carefully assess and review the information provided by Party B and provide opinions and recommendations.
Article 4 Confidentiality Obligations
4.1 Both Party A and Party B shall keep the information involved in the performance of this contract strictly confidential and shall not disclose it to any third party without the other party's consent.
4.2 The confidentiality obligations shall apply for a period of ____ years after the signing of this contract.
Article 5 Contract Term and Termination
5.1 This contract shall take effect from the date of signing by both parties until the successful issuance or termination.
5.2 Any party that violates the terms of this contract shall bear corresponding legal responsibilities and compensate for the economic losses incurred.
Article 6 Miscellaneous
6.1 This contract constitutes the complete agreement between both parties, and matters not covered herein shall be negotiated and confirmed separately.
6.2 This contract is made in duplicate, with each party holding one copy, both having the same legal effect.
（End of the document）
文章2：企业融资保荐合同范本
中文：
保荐合同
甲方：（保荐机构名称）
地址：
法定代表人：
联系人：
联系电话：
乙方：（发行企业名称）
地址：
法定代表人：
联系人：
联系电话：
鉴于乙方向甲方申请进行股票（债券）发行保荐，为了保障双方权益，甲、乙双方经友好协商，就本次保荐事务达成如下协议：
第一条 保荐范围及义务
1.1 甲方应提供全程保荐服务，包括但不限于协助乙方进行发行方案制定、资格审查准备、财务审计协助、信息披露指导等工作。
1.2 甲方保荐服务应遵循国家相关法律法规，按照保荐承诺为乙方提供专业指导和服务。
第二条 保荐费用及支付
2.1 乙方应按照约定时间和金额支付给甲方保荐费用，费用支付方式为______。
2.2 如乙方违约或逾期支付保荐费用，乙方应支付逾期违约金______。
第三条 信息披露与审查
3.1 乙方应如实提供相关信息披露资料，并保证其真实、准确、完整。
3.2 甲方对乙方提供的信息予以审慎评估，如发现问题应及时提出处理建议。
第四条 保密义务
4.1 甲、乙双方应对保荐过程中所涉及的信息严格保密，未经对方允许不得向第三方透露。
4.2 保密义务履行期限为本合同签署后______年。
第五条 合同期限与解除
5.1 本合同自双方签字生效，至发行结束或解除为止。
5.2 任一方违反本合同规定的，应承担相应法律责任，并赔偿对方因此造成的损失。
第六条 其他
6.1 本合同一式两份，各自执一份，具有同等法律效力。
6.2 本合同未尽事宜，双方另行协商。
英文：
Underwriting Agreement
Party A: (Underwriting Institution Name)
Address:
Legal Representative:
Contact Person:
Contact Number:
Party B: (Issuing Enterprise Name)
Address:
Legal Representative:
Contact Person:
Contact Number:
Whereas Party B has applied to Party A for underwriting of its stock (bond) issuance, in order to safeguard the rights and interests of both parties, Party A and Party B reached the following agreement through friendly negotiation regarding the underwriting matters:
Article 1 Scope and Obligations of Underwriting
1.1 Party A shall provide full-service underwriting, including but not limited to assisting Party B in developing the issuance plan, preparing for qualification review, providing financial audit assistance, guidance on information disclosure, etc.
1.2 The underwriting services provided by Party A shall comply with the relevant national laws and regulations and shall provide professional guidance and services to Party B in accordance with the underwriting commitment.
Article 2 Underwriting Fees and Payment
2.1 Party B shall pay the underwriting fees to Party A as agreed in terms of time and amount. The payment method for fees is ______.
2.2 In case of breach or delayed payment of underwriting fees by Party B, Party B shall pay a penalty of ______ in addition to the amount already paid.
Article 3 Information Disclosure and Review
3.1 Party B shall truthfully provide relevant information disclosure materials and ensure their truthfulness, accuracy, and completeness.
3.2 Party A shall carefully evaluate the information provided by Party B and shall promptly provide processing suggestions if issues are identified.
Article 4 Confidentiality Obligations
4.1 Both Party A and Party B shall keep the information involved in the underwriting process strictly confidential and shall not disclose it to any third party without the other party's permission.
4.2 The confidentiality obligations shall be maintained for ____ years after the signing of this contract.
Article 5 Contract Term and Termination
5.1 This contract shall take effect upon signature by both parties and shall last until the end of the issuance or the termination.
5.2 Any party that violates the terms of this contract shall bear corresponding legal responsibilities and compensate the other party for any losses incurred.
Article 6 Miscellaneous
6.1 This contract is made in duplicate, with each party holding one copy, both having the same legal effect.
6.2 Matters not covered in this contract shall be negotiated separately by both parties.
（End of the document）